This is a detailed course for fee-earning staff, Supervisors, and other staff involved in the AML process. It goes into detail on the AML regulations and highlights the requirements of a firm and its staff to protect themselves and the firm and when and how they need to take action.
We will discuss the implications of non-compliance and the actions to take when the firm faces potential or actual money laundering issues. We will also discuss auditing requirements and supervising the firm generally from an AML perspective.
This course is further designed to allow an attendee to deliver the basics course.