Estate Agents & Letting Agencies

Compliance Solutions for Letting Agencies & Estate Agents

It is crucial to remember that the Anti-Money Laundering regulations apply to Estate Agents. We work with Estate Agents of all sizes, whether they are independent, a franchise or a chain, to establish an efficient AML strategy that all staff can understand.

Our services are specifically designed to facilitate effective management of a compliance structure that works, covering:

1. Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) compliance
2. GDPR and Data Protection compliance
3. Bribery Act 2010 compliance
4. Complaint investigations, management and handling
5. Treating Customers Fairly compliance
6. Employment Regulations compliance

All agents must register with HMRC for AML purposes. If you have not made your application, we will work with you to submit and obtain approval.

The Estate Agency sector is currently facing regular regulatory changes. These will soon be implemented, and the newly proposed regulations appear to be focused on the maintenance of core standards, such as service levels, training and education.

As these regulations occur, Regulation & Compliance Office will develop strategies with estate agencies to ensure they can obtain and maintain the necessary authorisation.

When you have approval, we will help you retain your approval status and protect your agency.

For more information about how we work with Estate Agents, please review our Services Page.

If you would like to discuss our services in more detail, please call us at 0203 985 8550 or email us at info@regulationandcomplianceoffice.co.uk