Council for
Licensed Conveyancers (CLC)
Compliance & Risk Management for CLC Regulated Practices
Firms regulated by the Council for Licensed Conveyancers operate within a distinct regulatory framework, with specific requirements relating to governance, client money, AML supervision and operational controls.
Regulation & Compliance Office (RACO) provides structured compliance and risk management support tailored specifically to CLC regulated practices. We work alongside licensed conveyancers and practice leaders to implement proportionate, regulator-aligned systems that protect your firm and demonstrate effective oversight.
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Specialist Support for Licensed Conveyancers
We understand the practical demands of running a conveyancing practice while meeting CLC regulatory expectations.
Our services are designed to ensure:
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Clear and current compliance documentation
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Effective AML controls and supervision readiness
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Structured risk management processes
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Ongoing monitoring and reporting
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Confident regulatory engagement
Whether your firm is a sole practitioner, partnership or incorporated CLC practice, our support is tailored to your structure, scale and risk profile.
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Talk to our CLC regulatory specialists today
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Our CLC Compliance Services
We provide both framework implementation and ongoing operational support, depending on your firm’s requirements.
Ongoing Compliance Oversight
Structured monitoring aligned to CLC regulatory expectations, ensuring controls remain effective and documented.
AML Framework Reviews
Independent review of your AML systems, policies and procedures, including supervision readiness and risk-based controls.
Firm-Wide Risk Assessments & Gap Analysis
Assessment of your regulatory exposure, identification of gaps and implementation of corrective action plans.
Office & Accounts Manual Preparation and Review
Drafting, updating and maintaining compliant Office and Accounts Manuals aligned to CLC requirements.
Regulatory Reporting & Notifications
Guidance on reportable issues, preparation of notifications and support with regulator engagement.
Compliance Officer Training & Mentoring
Practical training and ongoing support for those holding compliance responsibilities.
Governance & Practice Management Support
Advisory and structural support to strengthen internal controls and oversight mechanisms.
A Proportionate and Practical Approach
Our role is not to introduce unnecessary complexity. We implement systems that are robust, proportionate and aligned to how your practice operates.
We focus on:
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Clear documentation
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Defined responsibilities
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Active monitoring
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Evidenced compliance
This ensures your firm can demonstrate to the CLC that appropriate systems are in place and functioning effectively.
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Who we support
We act for:
Sole licensed conveyancers
Multi-partner conveyancing practices
Incorporated CLC firms
Firms requiring enhanced AML and risk oversight
Our services scale according to your operational complexity and regulatory exposure.
Explore Our CLC Compliance Services
For detailed information on our compliance framework services, AML support, risk management solutions and ongoing compliance management for CLC regulated practices, please call us on 0203 985 8550, complete the online enquiry form below, or email us info@regulationandcomplianceoffice.co.uk