Compliance & Consultancy services for CLC Practices
Specialist regulatory and compliance support for Licensed Conveyancers.
We provide specialist compliance services that strengthen governance, support HOLP, HOFA and MLRO roles, and ensure ongoing monitoring of risk and regulatory obligations. Our approach combines policy, audit, reporting and operational oversight to help firms maintain control and demonstrate compliance with confidence.
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CLC Compliance Consultants
At Regulation and Compliance Office, we take compliance support for CLC-regulated legal practices seriously. We believe in providing a bespoke service tailored to meet your practice’s unique needs.
We are focused on providing Licensed Conveyancers with dedicated and personal support that gives them the confidence to focus on what they do best – conveyancing.
We understand that every practice is different, and we take the time to understand your specific needs and requirements. We aim to become an integral and credible part of your team, investing time in you and ensuring you have the support you need to succeed.
Our compliance services are designed to help you monitor potential risks or difficulties facing your practice throughout the year. We will work with you to effectively deal with any issues should they arise. Additionally, we keep up with any regulatory changes and update your compliance systems accordingly. You can rest assured that you have the required systems, procedures, and policies to meet all your CLC regulatory obligations.
Our service is fully flexible and available at a fixed cost, payable annually or monthly, depending on your requirements, allowing you to budget confidently for your compliance support and advice. We can also include support with CQS applications and re-accreditations.
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Why Outsource?
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Engaging with outsourced solutions can provide a CLC regulated practice with specialised expertise when needed at a cost that is more effective as they only pay for the services required. At the Regulation and Compliance Office, we ensure that outsourced tasks are clearly defined and delivered to agreed service levels and fees.
For example, risk and compliance can be challenging for many practices that require specialised knowledge and expertise. However, it may not be cost-effective for these practices to employ, train, and manage an in-house compliance team or officer. RACO offers both packaged and bespoke solutions that can provide a complete or complementary risk and compliance resource, ensuring a compliant practice while significantly reducing costs compared to hiring new staff.
Compliance Solutions for Licensed Conveyancers
We provide outsourced solutions in a range of areas which include:
- CLC practice compliance support
- Risk, Regulation and Compliance Service, including AML
- Risk, Compliance & AML Guidance and Administration Service
- Risk & Supervision Assessment Service
- Office and Accounts Manuals
- Practice management
- Data Protection and GDPR
- Transparency of Fees and Service Information requirements
- Training and mentoring
- Professional Indemnity Insurance Management
- HR support and guidance
- Closing a practice
These solutions can be taken individually or combined to meet the needs of any CLC regulated practice. We work hard to provide optimum solutions to conveyancing and private client practices at cost-effective pricing.
Become a RACO member
For exclusive perks, insights and discounts
Our Membership
Members of the Regulation and Compliance Office receive exclusive benefits, including discounts and additional compliance support.
The membership unlocks the following:
- Discounts on services.
- Access to recruitment solutions.
- Access to our M&A tool.
- A document library for various documents.
- A work generation and swap tool with income generation opportunities.
- An advice helpline for general practice management.
- An SRA response helpline for regulatory concerns.
For more information on our membership and the benefits of being part of our member network, visit our Members Page. Or click here to view the Member Benefits brochure.
Explore Our CLC Compliance Services
For detailed information on our compliance framework services, AML support, risk management solutions and ongoing compliance management for CLC regulated practices, please call us on 0203 985 8550, complete the online enquiry form below, or email us info@regulationandcomplianceoffice.co.uk