Services for
Scottish Law Firms
Compliance For Law Firms in Scotland
The Regulation and Compliance Office is a specialist risk management, compliance, and consultancy business that provides support to all types of regulated businesses in the professional services and financial sectors in England, Wales and Scotland.
This website is dedicated to Law Firms and the Products and Services we provide for Law firms to meet the expectations of the Solicitors Regulation Authority, Counsel for Licensed Conveyancers and Scottish Law Society.
For information about our Compliance and Consultancy Services for Regulated Business in the Financial and Professional Services sectors, please get in touch to find out how we can help.
Our Focus is on providing Law Firms, Managers, and Owners with the comfort of knowing their Firm is compliant so they do not have to worry about the demanding and ever-changing world of compliance.
How We Help You
Our main goal is to be seamlessly integrated into the Law Firms we work for, providing proportionate, high-quality, pragmatic, and effective solutions. We can work on a completely outsource basis or alongside an internal risk and compliance team, providing additional resources, support, and expertise.
We believe that the correct approach to regulation and compliance is to ensure that each Law Firm we work for is compliant and, as a result, gives no cause for the Regulator to be concerned. We recognise that mistakes happen, but the most effective form of defence is to demonstrate a compliant approach and a business that has taken all appropriate measures to prevent or quickly respond to any breach
For more information or to discuss consultancy services you can email us info@regulationandcomplianceoffice.co.uk or make an online enquiry.
Explore Our Services for
Scottish Law Firms
If your firm is regulated by the Law Society of Scotland and you are reviewing your compliance arrangements, considering outsourced support or preparing for inspection, please call us on 0203 985 8550, complete the online enquiry form below, or email us info@regulationandcomplianceoffice.co.uk