Compliance Services
for Scottish Law Firms

Compliance For Law Firms in Scotland

Risk Management and Compliance are areas that a law firm cannot get wrong. The consequences of being deemed poor, at risk or breaching the Scottish Law Society (and other regulators) Rules and Guidance can be severe.

At the Regulation and Compliance Office, we have developed a range of cost-effective services and products for Scottish Law firms and their owners to ensure they have a fully compliant firm or to enhance and bolster what is already in place.

A firm that has developed a robust approach to managing risk and compliance will avoid regulatory attention, fines, or worse. This, importantly, will allow the owners and managers to focus on other positive areas, such as service and profitability.

The Regulation and Compliance Office works on both a bespoke and packaged basis. Not every law firm is the same, but there are some consistencies that arise from the regulator’s requirements. We pride ourselves on working closely with Firms to deliver solutions that truly work for them and add value.

We work with law firms of all types and sizes, providing risk, compliance and guidance support. We are active in our engagements with the Regulatory Bodies and Professional Indemnity Insurers in Scotland, and through our market knowledge, we have insights across the market that may not be generally available.