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Practical, proportionate compliance support for regulated sectors
If you would like to discuss your regulatory compliance requirements, our team would be pleased to assist.
Regulation & Compliance Office (RACO) provides specialist compliance and risk management support to law firms and regulated businesses across multiple regulatory frameworks, including the SRA, CLC, Law Society of Scotland, HMRC (AML supervision), FCA and ICAEW.
Whether you are reviewing your current compliance arrangements, exploring outsourced support, or seeking guidance on a specific regulatory matter, we can help you identify the most appropriate approach for your organisation.
Please contact our team using the details below or submit an enquiry and a member of our compliance specialists will respond shortly.
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Before you contact us
To help us direct your enquiry to the appropriate compliance specialist, it is helpful if you can provide a brief overview of your organisation and the type of support you are seeking.
When contacting us, please include where possible:
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The regulator or supervisory body relevant to your organisation (e.g. SRA, CLC, FCA, HMRC, ICAEW)
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The type of organisation or sector you operate within
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Whether your enquiry relates to ongoing compliance support, a specific regulatory issue, or a compliance review
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Any time-sensitive matters, such as regulatory deadlines or investigations
All enquiries are treated confidentially. A member of our team will review your enquiry and respond as soon as possible to discuss the most appropriate next steps.
If your enquiry relates to a regulatory investigation, supervisory engagement or potential breach, please indicate this in your message so we can prioritise your request accordingly.
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How We Can Help
If you would like to speak with a compliance specialist, we can assist with a wide range of regulatory and risk management matters.
Common enquiries include:
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Reviewing existing compliance frameworks and identifying gaps
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Implementing or updating Policies, Controls and Procedures
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AML compliance and firm-wide risk assessments
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Preparing for regulatory inspection or supervisory engagement
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Support with regulatory notifications or investigations
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Complaints handling procedures and governance controls
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Outsourced compliance management and ongoing oversight
If your enquiry relates to a specific regulator, please let us know when contacting us so we can ensure the most appropriate specialist responds.
Who we work with
We support:
Whether compliance is a dedicated internal function or part of a wider leadership role, we provide the structure and support required.