Institute of Chartered Accountants in England & Wales (ICAEW)
Compliance & Risk Management for ICAEW Regulated Firms
ICAEW regulates accountancy practices and provides AML supervision under the Money Laundering Regulations. Firms must demonstrate effective AML controls, governance, complaints handling and broader regulatory compliance.
RACO supports ICAEW regulated firms with structured compliance frameworks and ongoing oversight aligned to supervisory expectations.
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Compliance Support for Accountancy Practices
We work with partners and compliance leads to implement systems that are:
- Risk-based and proportionate
- Clearly documented
- Operational in practice
- Inspection-ready
Our support extends beyond AML to include broader regulatory and governance requirements.
Typical Organisations We Support
- ICAEW-regulated accountancy firms
- Audit and advisory practices
- Firms enhancing AML and governance controls
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Our ICAEW Compliance Services
AML & CTF Compliance
Policy development, risk assessments and compliance monitoring aligned to supervisory standards.
Complaints Handling & Governance
Structured complaint procedures and oversight support.
Regulatory Investigations
Guidance in responding to regulatory scrutiny or supervisory engagement.
GDPR & Data Protection
Support in implementing compliant data protection frameworks.
Bribery Act & Financial Crime Controls
Implementation of proportionate anti-bribery and financial crime controls.
Employment Regulation Compliance
Guidance on internal regulatory employment obligations where relevant.
Proportionate and Practical Implementation
Accountancy firms vary significantly in size and risk exposure. We provide scalable support aligned to your firm’s structure and regulatory complexity.
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Who we work with
We support:
Whether compliance is a dedicated internal function or part of a wider leadership role, we provide the structure and support required.
Contact Our Team
To ask any questions about the Regulation and Compliance Office and how we can support your business, please call us on 0203 985 8550, complete the online enquiry form below, or email us info@regulationandcomplianceoffice.co.uk