Staying on top of regulatory compliance can be challenging, particularly as obligations continue to evolve.
This free Law Firm Compliance Health-Check Checklist has been developed to help you assess the strength of your firm’s compliance framework, identify potential gaps, and benchmark your current arrangements against key areas of the SRA Standards & Regulations.
Whether you’re carrying out an annual compliance review, preparing for an SRA inspection, or simply looking to strengthen your firm’s governance, this practical 50-point checklist provides a structured framework to help you identify areas that may require attention before they become regulatory issues.
Download your free copy today and gain a clearer understanding of your firm’s compliance position across governance, AML, client care, complaints handling, data protection, financial compliance and regulatory readiness.
This checklist is ideal for:
- Managing Partners
- Practice Managers
- COLPs
- COFAs
- MLROs & MLCOs
- Compliance Managers
- Risk & Compliance Teams
- Any law firm looking to benchmark its compliance framework
Fill out the form to get instant access. If you want to continue hearing from RACO with regulatory updates and insights, tick the box to sign up to our mailing list.
Need further support?
If your checklist highlights areas marked “No” or “Needs Review”, independent compliance support can help you prioritise improvements, strengthen your controls and reduce regulatory risk.
Our specialists can support your firm with:
- SRA Compliance Essentials
- Risk & Compliance Management
- AML Regulation 21 Independent Audits
- Client Due Diligence Services
- Office & Accounts Manual Drafting
- Complaints Management Support
- Compliance Training
- Detailed Risk Management & Compliance Reviews
Whether you need advice on a specific issue or ongoing compliance support, our team is here to help.
