Compliance Services

RACO’s Sectors 

The Regulation & Compliance Office works across multiple sectors to provide expert compliance and regulation advice.

The types of businesses RACO works with:

• Trust & Company Service Providers
• Estate Agents & Letting Agencies
• Casinos
• High Value Dealers
• Art & Antique Market Participants
• Solicitors – Independent Legal Professionals
• Banks & Lenders
• Financial & Credit businesses
• Accountants, auditors and insolvency practitioners
• Insurers and Brokers

Regulation & Compliance Office works with all regulators to ensure the businesses we represent are compliant with the necessary requirements.

RACO’s Services

Our services predominately cover these main areas of compliance:

• MLR 2017 (AML) Compliance
• GDPR and Data Protection
• Investigations
• Complaint Management
• The Bribery Act 2010
• Treating Customers Fairly
• Employment Regulation
• General Compliance

Click the above links for more information on each business type.