About Us

Regulation & Compliance Office

We aim to guide regulated companies through the obscure complexities of AML, regulation and compliance obligations.

How can We Help?

It is important for all regulated companies to abide by the regulation and compliance standards. If these standards aren’t met, and the necessary processes are not communicated, implemented and measured for their efficacy, your business will be at risk.

RACO’s expert services help bring a level of focus to how your business conducts its approach to Anti-Money Laundering and regulatory requirements. This is foremost achieved through the implementation of effective policies, procedures, training and consultancy. It is important to remember that understanding the regulations is a requirement too.

At the Regulation & Compliance Office, we work with regulated businesses across the UK to implement compliance structures that run as an undercurrent. This way, your compliance approach works as an asset to your daily business instead of hindering it, and our frequent reviews of your company will ensure your business is compliant indefinitely.

At the Regulation & Compliance Office, we work across a range of sectors that include:

• Trust & Company Service Providers
• Estate Agents & Letting Agencies
• Casinos
• High Value Dealers
• Art Market Participants
• Solicitors – Independent Legal Professionals
• Banks & Lenders
• Financial & Credit Businesses
• Accountants, Tax Advisers, Auditors & Insolvency Practitioners
• Insurers & Brokers

Once you have achieved a compliant structure, we will work with your business to monitor its effectiveness and evidence its implementation. Working with RACO means business owners can rest assured, enabling them to focus on other essential business elements.

We work across various sectors and regulators, providing the necessary regulatory and compliance solutions, guidance and advice.

Regulation is about more than Anti-Money Laundering, though it is an essential area for many businesses. If your business is required to be compliant with the requirements of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 and The Money Laundering and Terrorist Financing (Amendment) Regulations 2019, we will work with you to ensure you achieve and maintain compliance.

Compliance Services from RACO

Regulation requirements set out by each regulator will vary by sector. While they may have some commonalities, understanding the differences is vital. At the Regulation & Compliance Office, we work to keep pace with the changing requirements of each regulator by interacting with businesses to ensure they gain a lasting compliance structure.

We provide a full range of services that include:

• Auditing
• Risk Assessments
• Consultancy
• Compliance Policies
• Training
• Handbooks 

Talk to our Compliance Experts

For more information on the Regulation & Compliance Office and how we can assist in accelerating your risk management, compliance and regulation, call us on 0203 985 8550 or email us at info@regulationandcomplianceoffice.co.uk